ER2600: Enterprise Risk and Security – Discrimination and Sexual Misconduct Investigations

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Schedule Number

ER2600

Primary Title

Discrimination and Sexual Misconduct Investigations

Office of Primary Responsibility

UBCV: Investigations Office 

UBCO: Investigations Office

Description

Records supporting complaint and investigation process made under Board of Governors Policies SC7 – Discrimination, and SC17 Sexual Misconduct. The record series includes investigations and related materials such as initial complaint or inquiry, terms of reference, jurisdiction to investigate, evidence collected, correspondence as well as reports. The function also includes appeals and discipline records.

  • See also SC6250:Student and Community Services – Counselling, Health Wellness and Support Services 

Non-OPR record holders: Equity and Inclusion Office (EIO) & Sexual Violence and Response Office (SVPRO); Faculty Relations; HR retain records for CY+1Y, D

Vital: No

PIB: Yes

Authority:

BoG Policy SC7: Discrimination  

BoG Policy SC17: Sexual Misconduct 

BoG Policy SC18: Retaliation

Date Approved: 20220922

Retention Schedule Secondaries

Secondary No. Secondary Title, Scope & Content Retention, Destruction & Disposition

01  

Policies and Procedures  

EV+5Y, FR    

EV=Date superseded or obsolete   

FR=UA will fully retain records from this series  

05  

General

Includes internal resources, party resources, statistics documents and report templates.

CY+5Y, D   

10  

Investigations

(File by policy #)  

Includes complaint, correspondence, jurisdiction to investigate, findings or admission reports and/or alternate resolution agreement, as well as discipline.

EV+50Y, D  

EV=Date case is resolved  

Retention Rational: Retention is aligned with HR4050-21: HR Resources – Employee Relations – Human Rights Complaints

11 

Appeals 

EV+50Y, D  

EV=Date case is resolved  

Retention Rational: Retention is aligned with HR4050-21: HR Resources – Employee Relations – Human Rights Complaints

Acronym Key: AY = Academic Year; CY = Calendar Year; D = Destroy; EV = Event; FY = Fiscal Year; FR = Full Retention by University Archives unless otherwise noted; OPR = Office or Department responsible for source of truth records; SO = when superseded or obsolete; SR = Selective Retention by University Archives; UA = University Archives; Y = Year